Chief Compliance Officer
Hey there, I’m Kelsey! I serve as the Chief Compliance Officer for Convergence Financial (and I also wear some other hats around here, too). I’ve been in the wealth management industry for about four years, and have found it humbling yet fulfilling to work with subject matter that is challenging and can always be expanded upon. I count myself lucky to be on a team of professionals who are dedicated to learning as much as they can and consider myself to be a lifelong student. I enjoy working with advisors to help them serve their clients, and building processes to ensure that we’re as efficient and compliant as we can be.
In my free time, I get involved with Chamber of Commerce volunteering and am currently chair of the local Chamber Budget and Finance Committee. I often make pilgrimages to the roller rink, spend time reading financial thrillers in coffee shops, and enjoy traveling with my mom and dad (we’ve been to 14 countries together).
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Convergence Financial, LLC, a registered investment advisor. Convergence Financial and LPL Financial are separate unaffiliated legal entities. The LPL Financial Registered Representatives associated with this website may discuss and/or transact securities business only with residents of the states in which they are properly registered or licensed . No offers may be made or accepted from any resident of any other state. Form CRS. Investment Advisor Public Disclosure.